Compliance That Builds Trust, Fuels Growth and Feels Like a Seamless Part of Your Business.
At 3iCO, we believe compliance should do more than check boxes…it should build confidence, trust, and momentum. Founded by a team of former CCO’s and attorneys, we reimagined compliance as a strategic driver of growth by delivering practical, proactive solutions powered by deep regulatory insight and a people-first approach.
We’re Not Just Advisors…We’re Allies
We’re entrepreneurs too, so we understand the urgency, the stakes, and the speed of business. And unlike solo consultants, we offer the benefit of a seasoned, multidisciplinary team.
Our compliance officers integrate directly into your operations, working as part of your team, while retaining the independence required for true oversight. It’s the ideal balance between insider understanding and objective governance.
3iCO Serves Regulated Financial Services Companies
Including:
- Advisors
- Broker Dealers
- Exempt Reporting Advisors
- Private Equity
- Private Funds
- Registered Investment Companies
- Insurance Agencies
Technology With a Human Touch
Our proprietary compliance platform, developed from over 100 years of combined expertise, gives you control and clarity in one easy-to-use portal. You get real-time updates, seamless document management, and built-in training…designed with your team in mind.
3iCO Insights
Your go-to for smart updates, industry news, and thought leadership.
Stay in the know with our latest insights, updates, and stories shaping the world of compliance and business.
Our Clients are Saying...
"3iCO is unique because it has a deep understanding of not only compliance but also the legalities of business in general. 3iCO allows us to focus on our clients and grow our firm without worrying about compliance. "
- 900 Million Dollar Asset Manager, NJ
"3iCO has been a consistently valuable resource and has helped us to upgrade policies and procedures, address regulatory changes and navigate a variety of compliance issues in real time with actionable, practical advice. Having been charged with overhauling a compliance program, 3iCO has been a great sounding board for me and a team player. It is helpful that our consultant is an attorney, and her legal and regulatory background has been key to the success of our relationship. 3iCO fills out our compliance department, providing the depth of knowledge and breadth of experience that we otherwise lacked. Thankful for the 3iCO brain trust at our fingertips."
- 3 Billion Dollar, Wealth Manager, FL
"3iCO is a well-credentialed team of compliance professionals that has significant experience in overseeing the business activities of registered investment advisors."
- Private Fund Manager, NJ
3iCO, LLC
Copyright © 2025 3iCO. All Rights Reserved. 3iCO, LLC is an affiliate of Royer Cooper Cohen Braunfeld LLC.
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