Douglas Kamin
3iCO, LLC Chief Product Officer
With a career spanning nearly four decades, Douglas has extensive experience in designing, implementing, and managing compliance programs across a wide range of financial entities, including investment advisers, investment companies, hedge funds, private equity firms, broker-dealers, bank holding companies, and insurance companies. Doug’s skills include developing compliance policies and supervisory procedures, guideline monitoring, and ensuring adherence to codes of ethics. He excels in project management, best execution practices, compliance monitoring, forensic testing, and audits. Additionally, he is adept at managing cross-trades, trade aggregation and allocation, market surveillance, regulatory examinations, inquiries, supervision, implementing information barriers, conducting KYC processes, and overseeing continuing education and training programs.