Justin C. Dausch
3iCO, LLC Counsel, Principal, COO, and Board Member
Justin offers comprehensive assistance to investment management and broker-dealer clients, specializing in navigating the intricate landscape of financial services regulations. Justin adeptly tackles complexities in product and broker-dealer regulation and oversees Securities and Exchange Commission (SEC) and FINRA examinations and investigations with finesse. Justin has held pivotal positions such as Chief Compliance Officer, AML Officer, and Senior Counsel across various SEC and FINRA-registered investment management firms. He is known for his proficiency in conducting mock regulatory examinations and guiding clients through successful regulatory exams.