Laura Lee Flanagan
3iCO, LLC Counsel, Principal, CEO, and Board Member
Laura is a seasoned attorney and innovative entrepreneur. Her expertise as a business advisor to independent financial service companies is extensive, particularly in constructing Compliance Programs from inception through implementation and ongoing maintenance. Laura has guided numerous clients through regulatory examinations with entities such as the Securities and Exchange Commission, FINRA, the DOL, and State agencies. Presently, she holds roles as outsourced General Counsel and/or Chief Compliance Officer for investment advisory firms, drawing upon her vast practical and educational knowledge to provide invaluable support to her clients.