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Tyron Probart

Compliance Associate

Tyron is a Compliance Associate at 3iCO, bringing a unique background as an attorney with a postgraduate degree in financial planning. At 3iCO, Tyron focuses on drafting and reviewing compliance policies and procedures, and managing critical filings such as 13F, 13H, 13D/G, Form PF, Form ADV, Form N-PX, and U4/U5. He serves as a compliance consultant for Registered Investment Advisors (RIAs), Private Funds, Broker-Dealers, and Registered Investment Companies, providing assistance with compliance testing, mock exams, and 206(4)-7 reviews. Drawing on his six years of legal experience, Tyron brings a strong foundation in risk assessment and due diligence to help clients navigate complex regulatory and business environments. In addition to client-facing responsibilities, Tyron works closely with the executive team to enhance 3iCO’s consulting services, streamline workflows, and strengthen the firm’s internal processes related to legal and compliance reviews.

Contact

3iCO, LLC

info@3icollc.com 


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